Introductory sub-table (I)(a)  
       
Name of the Company: SUNDARAM-CLAYTON LIMITED
Scrip Code, Name of the scrip, class of security:  520056, Equity Shares
Quarter ended: 30th September 2015
   
Partly paid-up shares:-  No. of partly paid-up shares As a %  of total  no. of  partly  paid-up shares  As  a % of  total  no. of  shares  of  the company 
       
Held  by promoter/promoter group NIL NIL NIL
Held by public NIL NIL NIL
       
Total  NIL NIL NIL
   
Outstanding convertible securities:- No. of outstanding securities As a % of  total no. of  outstanding convertible securities As  a %  of  total  no. of  shares  of  the company, assuming full conversion  of the  convertible securities
       
Held  by promoter/promoter group  NIL NIL NIL
Held by public  NIL NIL NIL
       
Total  NIL NIL NIL
   
Warrants:-  No. of warrants  As  a  %  of  total  no.
of warrants
As  a %  of  total no. of  shares  of  the company, assuming full  conversion of warrants
       
Held by promoter/promoter group  NIL NIL NIL
Held by public  NIL NIL NIL
       
Total  NIL NIL NIL
   
Total  paid-up  capital of  the  company, assuming  full
conversion  of warrants  and
convertible securities
2,02,32,085 Equity shares of Rs. 5/- each
Statement Showing Shareholding Pattern 
  Table (I)(a)  
Category
code
Category of
Shareholder
Number of
Shareholders
Total number
of  shares
Number of shares held in dematerialized form Total shareholding as a percentage of total number of shares Shares Pledged or otherwise encumbered
          As a percentage of(A+B)1 As a percentage of (A+B+C) Number of shares As a percentage  
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)= (VIII)/(IV)*100 
(A) Shareholding of Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00 0 0.00
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00 0 0.00
(c) Bodies Corporate 4 15174060 15174060 75.00 75.00 0 0.00
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00 0 0.00
(e) Any Others(Specify) 0 0 0 0.00 0.00 0 0.00
                 
  Sub Total(A)(1) 4 15174060 15174060 75.00 75.00 0 0.00
                 
2 Foreign              
a Individuals (Non-Residents Individuals/
Foreign Individuals)
0 0 0 0.00 0.00 0 0.00
b Bodies Corporate 0 0 0 0.00 0.00 0 0.00
c Institutions 0 0 0 0.00 0.00 0 0.00
d Qualified Foreign Investor 0 0 0 0.00 0.00 0 0.00
e Any Others(Specify) 0 0 0 0.00 0.00 0 0.00
                 
  Sub Total(A)(2) 0 0 0 0.00 0.00 0 0.00
                 
  Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) 4 15174060 15174060 75.00 75.00 0 0.00
                 
(B) Public shareholding              
1 Institutions              
(a) Mutual  Funds/ UTI 19 2492446 2492446 12.32 12.32 0 0.00
(b) Financial Institutions / Banks 5 552445 552445 2.73 2.73 30 0.00
(c) Central Government/ State Government(s) 0 0 0 0.00 0.00 0 0.00
(d)  Venture  Capital Funds  0 0 0 0.00 0.00 0 0.00
(e) Insurance Companies 0 0 0 0.00 0.00 0 0.00
(f) Foreign Institutional Investors 6 9244 9244 0.05 0.05 0 0.00
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00 0 0.00
(h) Qualified Foreign Investor 0 0 0 0.00 0.00 0 0.00
(i) Any Other (specify) 0 0 0 0.00 0.00 0 0.00
(i- i) Foreign Portfolio Investors 1 27304 27304 0.13 0.13 0 0.00
  Sub-Total (B)(1) 31 3081439 3081439 15.23 15.23 30 0.00
                 
B 2 Non-institutions              
(a) Bodies Corporate 199 194834 192695 0.96 0.96 18792 0.09
(b) Individuals              
I Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh 15106 1507658 1301212 7.45 7.45 0 0.00
II ii. Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. 5 238670 238670 1.18 1.18 0 0.00
(c) Foreign National (IND) 1 82 82 0.00 0.00 0 0.00
(d) Any Other (specify)       0.00 0.00 0 0.00
(d-i) Directors & relatives 9 6622 6622 0.03 0.03 0 0.00
(d-ii) NRI Repatriabe 101 11743 11743 0.06 0.06 0 0.00
(d-iii) NRI Non-Repatriable 103 16977 16844 0.09 0.09 0 0.00
  Sub-Total (B)(2) 15524 1976586 1767868 9.77 9.77 18792 0.09
                 
(B) Total         Public Shareholding (B)= (B)(1)+(B)(2) 15555 5058025 4849307 25.00 25.00 18822 0.09
                 
  TOTAL (A)+(B) 15559 20232085 20023367 100.00 100.00 18822 0.09
                 
(C) Shares  held  by Custodians and against     which Depository Receipts have been issued              
1 Promoter and Promoter Group  0 0 0 0.00 0.00 0 0.00
2 Public  0 0 0 0.00 0.00 0 0.00
  Sub-Total (C ) 0 0 0 0.00 0 0 0.00
                 
  GRAND TOTAL (A)+(B)+(C) 15559 20232085 20023367 100.00 100.00 18822 0.09
                 
(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the
category “Promoter and Promoter Group”
Sr. No. Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrants Details of convertible
securities
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Number of shares held As a % of grand total         (A) +(B) +( C ) No. As a percentage As a % of grand total (A)+(B)+(C) of sub-clause (I)(a ) Number of
warrants
held
As a %
total
number of
warrants
of the
same
class
Number of
convertible
securities
held
As a %
total
number of
convertible
securities
of the same
class
(I) (II) (III) (IV) (V) (VI)=(V)/(III)*100 (VII) (VIII) (IX) (X) (XI) (XII)
1 T V Sundram Iyengar & Sons Private Limited 3807330 18.82 0 0.00 0.00 0 0.00 0 0.00 0
2 Sundaram Industries Private Limited 6062522 29.96 0 0.00 0.00 0 0.00 0 0.00 0
3 Southern Roadways Limited 3031127 14.98 0 0.00 0.00 0 0.00 0 0.00 0
4 Sundaram Finance Limited 2273081 11.24 0 0.00 0.00 0 0.00 0 0.00 0
                       
TOTAL 15174060 75.00 0 0.00 0.00 0 0.00 0 0.00 0
(*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011
(I)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the
category “Public” and holding more than 1% of the total number of shares
Sr. No. Name of the shareholder Number of shares held Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of warrants Details of convertible
securities
Total shares (including
underlying shares
assuming full
conversion of
warrants and
convertible securities)
as a % of diluted share
capital
Number of
warrants
held
As a %
total
number of
warrants of
the same
class
Number of
convertible
securities
held
% w.r.t total
number of
convertible
securities of
the same
class
1 Birla Sun Life Trustee Company Private Limited 755967 3.74 0 0.00 0 0.00 0
2 Reliance Capital Trustee Company Limited 1012486 5.00 0 0.00 0 0.00 0
3 SBI Magnum Balanced Fund 253960 1.26 0 0.00 0 0.00 0
4 ICICI Prudential Life Insurance Company 551847 2.73 0 0.00 0 0.00 0
5 Sundaram Mutual Fund 467033 2.31 0 0.00 0 0.00 0
                 
TOTAL 3041293 15.03 0 0.00 0 0.00 0
(I)(c)(ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with
PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company
Sr. No. Name(s) of the
shareholder(s) and
the Persons Acting in
Concert (PAC) with
them
Number
of shares
Shares as a percentage of
total number of shares
{i.e., Grand Total
(A)+(B)+(C) indicated in
Statement at para (I)(a)
above}
Details of warrants Details of convertible
securities
Total shares
(including
underlying
shares
assuming full
conversion of
warrants and
convertible
securities) as a
% of diluted
share capital
Number of
warrants
As a % total
number of
warrants of the
same class
Number of
convertible
securities
held
% w.r.t
total
number of
convertible
securities
of the same
class
1 Reliance Capital Trustee Company Limited 1012486 5.00 0 0.00 0 0.00 0
                 
                 
TOTAL 1012486 5.00 0 0.00 0 0.00 0
(I)(d) Statement showing details of locked-in shares
Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
  - 0 0.00
       
       
TOTAL 0 0.00
(II)(a) Statement showing details of Depository Receipts (DRs) 
Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs 
Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
  - 0 0 0.00
         
         
TOTAL 0 0 0.00
(II)(b) Statement showing holding of Depository Receipts (DRs), where underlying shares held
by "promoter/promoter group" are in excess of 1% of the total number of shares
Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
 underlying outstanding  DRs 
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
  - 0 0 0.00
         
         
TOTAL   0 0 0.00
Voting Rights Details
    Table (I)(a)        
Category of
Shareholder
No of Voting Rights Class X No of Voting Rights Class Y No of Voting Rights Class Z Total Voting Rights (X+Y+Z) % of A+B % of A+B+C
             
(I) (II) (III) (IV)      
Shareholding of Promoter and Promoter Group2            
Indian            
Individuals/ Hindu Undivided Family 0 0 0 0 0 0
Central Government/ State Government(s) 0 0 0 0 0 0
Bodies Corporate 0 0 0 0 0 0
Financial Institutions/ Banks 0 0 0 0 0 0
Any Others(Specify) 0 0 0 0 0 0
  0 0 0 0 0 0
Sub Total(A)(1) 0 0 0 0 0 0
             
Foreign            
Individuals (Non-Residents Individuals/
Foreign Individuals)
0 0 0 0 0 0
Bodies Corporate 0 0 0 0 0 0
Institutions 0 0 0 0 0 0
Qualified Foreign Investor 0 0 0 0 0 0
Any Others(Specify) 0 0 0 0 0 0
Director 0 0 0 0 0 0
  0 0 0 0 0 0
Sub Total(A)(2) 0 0 0 0 0 0
             
Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) 0 0 0 0 0 0
  0 0 0 0 0 0
Public shareholding 0 0 0 0 0 0
Institutions 0 0 0 0 0 0
Mutual  Funds/ UTI 0 0 0 0 0 0
Financial Institutions / Banks 0 0 0 0 0 0
Central Government/ State Government(s) 0 0 0 0 0 0
Venture  Capital Funds  0 0 0 0 0 0
Insurance Companies 0 0 0 0 0 0
Foreign Institutional Investors 0 0 0 0 0 0
Foreign Venture Capital Investors 0 0 0 0 0 0
Qualified Foreign Investor 0 0 0 0 0 0
Any Other (specify) 0 0 0 0 0 0
Sub-Total (B)(1) 0 0 0 0 0 0
             
Non-institutions            
Bodies Corporate 0 0 0 0 0 0
Individuals 0 0 0 0 0 0
Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh 0 0 0 0 0 0
ii. Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. 0 0 0 0 0 0
Qualified Foreign Investor 0 0 0 0 0 0
Any Other (specify) 0 0 0 0 0 0
Directors & relatives 0 0 0 0 0 0
NRI Repatriable 0 0 0 0 0 0
NRI-Non Repatriable 0 0 0 0 0 0
Sub-Total (B)(2) 0 0 0 0 0 0
             
Total         Public Shareholding (B)= (B)(1)+(B)(2) 0 0 0 0 0 0
             
TOTAL (A)+(B) 0 0 0 0 0 0
  0 0 0 0 0 0
Shares  held  by Custodians and against     which Depository Receipts have been issued            
Promoter and Promoter Group  0 0 0 0 0 0
Public  0 0 0 0 0 0
Sub-Total (C ) 0 0 0 0 0 0
             
GRAND TOTAL (A)+(B)+(C) 0 0 0 0 0 0