| Introductory sub-table (I)(a) | |||
| Name of the Company: SUNDARAM-CLAYTON LIMITED | |||
| Scrip Code, Name of the scrip, class of security: 520056, Equity Shares | |||
| Quarter ended: 30th September 2015 | |||
| Partly paid-up shares:- | No. of partly paid-up shares | As a % of total no. of partly paid-up shares | As a % of total no. of shares of the company | 
| Held by promoter/promoter group | NIL | NIL | NIL | 
| Held by public | NIL | NIL | NIL | 
| Total | NIL | NIL | NIL | 
| Outstanding convertible securities:- | No. of outstanding securities | As a % of total no. of outstanding convertible securities | As a % of total no. of shares of the company, assuming full conversion of the convertible securities | 
| Held by promoter/promoter group | NIL | NIL | NIL | 
| Held by public | NIL | NIL | NIL | 
| Total | NIL | NIL | NIL | 
| Warrants:- | No. of warrants | As  a 
  %  of  total 
  no. of warrants | As a % of total no. of shares of the company, assuming full conversion of warrants | 
| Held by promoter/promoter group | NIL | NIL | NIL | 
| Held by public | NIL | NIL | NIL | 
| Total | NIL | NIL | NIL | 
| Total  paid-up 
  capital of  the  company, assuming  full conversion of warrants and convertible securities | 2,02,32,085 Equity shares of Rs. 5/- each | ||
| Statement Showing Shareholding Pattern | ||||||||
| Table (I)(a) | ||||||||
| Category code | Category of Shareholder | Number of Shareholders | Total number of shares | Number of shares held in dematerialized form | Total shareholding as a percentage of total number of shares | Shares Pledged or otherwise encumbered | ||
| As a percentage of(A+B)1 | As a percentage of (A+B+C) | Number of shares | As a percentage | |||||
| (I) | (II) | (III) | (IV) | (V) | (VI) | (VII) | (VIII) | (IX)= (VIII)/(IV)*100 | 
| (A) | Shareholding of Promoter and Promoter Group2 | |||||||
| 1 | Indian | |||||||
| (a) | Individuals/ Hindu Undivided Family | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (b) | Central Government/ State Government(s) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (c) | Bodies Corporate | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00 | 
| (d) | Financial Institutions/ Banks | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (e) | Any Others(Specify) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| Sub Total(A)(1) | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00 | |
| 2 | Foreign | |||||||
| a | Individuals (Non-Residents Individuals/ Foreign Individuals) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| b | Bodies Corporate | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| c | Institutions | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| d | Qualified Foreign Investor | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| e | Any Others(Specify) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| Sub Total(A)(2) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | |
| Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00 | |
| (B) | Public shareholding | |||||||
| 1 | Institutions | |||||||
| (a) | Mutual Funds/ UTI | 19 | 2492446 | 2492446 | 12.32 | 12.32 | 0 | 0.00 | 
| (b) | Financial Institutions / Banks | 5 | 552445 | 552445 | 2.73 | 2.73 | 30 | 0.00 | 
| (c) | Central Government/ State Government(s) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (d) | Venture Capital Funds | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (e) | Insurance Companies | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (f) | Foreign Institutional Investors | 6 | 9244 | 9244 | 0.05 | 0.05 | 0 | 0.00 | 
| (g) | Foreign Venture Capital Investors | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (h) | Qualified Foreign Investor | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (i) | Any Other (specify) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| (i- i) | Foreign Portfolio Investors | 1 | 27304 | 27304 | 0.13 | 0.13 | 0 | 0.00 | 
| Sub-Total (B)(1) | 31 | 3081439 | 3081439 | 15.23 | 15.23 | 30 | 0.00 | |
| B 2 | Non-institutions | |||||||
| (a) | Bodies Corporate | 199 | 194834 | 192695 | 0.96 | 0.96 | 18792 | 0.09 | 
| (b) | Individuals | |||||||
| I | Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh | 15106 | 1507658 | 1301212 | 7.45 | 7.45 | 0 | 0.00 | 
| II | ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. | 5 | 238670 | 238670 | 1.18 | 1.18 | 0 | 0.00 | 
| (c) | Foreign National (IND) | 1 | 82 | 82 | 0.00 | 0.00 | 0 | 0.00 | 
| (d) | Any Other (specify) | 0.00 | 0.00 | 0 | 0.00 | |||
| (d-i) | Directors & relatives | 9 | 6622 | 6622 | 0.03 | 0.03 | 0 | 0.00 | 
| (d-ii) | NRI Repatriabe | 101 | 11743 | 11743 | 0.06 | 0.06 | 0 | 0.00 | 
| (d-iii) | NRI Non-Repatriable | 103 | 16977 | 16844 | 0.09 | 0.09 | 0 | 0.00 | 
| Sub-Total (B)(2) | 15524 | 1976586 | 1767868 | 9.77 | 9.77 | 18792 | 0.09 | |
| (B) | Total Public Shareholding (B)= (B)(1)+(B)(2) | 15555 | 5058025 | 4849307 | 25.00 | 25.00 | 18822 | 0.09 | 
| TOTAL (A)+(B) | 15559 | 20232085 | 20023367 | 100.00 | 100.00 | 18822 | 0.09 | |
| (C) | Shares held by Custodians and against which Depository Receipts have been issued | |||||||
| 1 | Promoter and Promoter Group | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| 2 | Public | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 
| Sub-Total (C ) | 0 | 0 | 0 | 0.00 | 0 | 0 | 0.00 | |
| GRAND TOTAL (A)+(B)+(C) | 15559 | 20232085 | 20023367 | 100.00 | 100.00 | 18822 | 0.09 | |
| (I)(b) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the | ||||||||||
| category “Promoter and Promoter Group” | |||||||||||
| Sr. No. | Name of the shareholder | Details of Shares held | Encumbered shares (*) | Details of warrants | Details
  of convertible securities | Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital | |||||
| Number of shares held | As a % of grand total (A) +(B) +( C ) | No. | As a percentage | As a % of grand total (A)+(B)+(C) of sub-clause (I)(a ) | Number of warrants held | As a % total number of warrants of the same class | Number of convertible securities held | As a % total number of convertible securities of the same class | |||
| (I) | (II) | (III) | (IV) | (V) | (VI)=(V)/(III)*100 | (VII) | (VIII) | (IX) | (X) | (XI) | (XII) | 
| 1 | T V Sundram Iyengar & Sons Private Limited | 3807330 | 18.82 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 | 
| 2 | Sundaram Industries Private Limited | 6062522 | 29.96 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 | 
| 3 | Southern Roadways Limited | 3031127 | 14.98 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 | 
| 4 | Sundaram Finance Limited | 2273081 | 11.24 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 | 
| TOTAL | 15174060 | 75.00 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 | |
| (*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011 | |||||||||||
| (I)(c)(i) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the | |||||||
| category “Public” and holding more than 1% of the total number of shares | ||||||||
| Sr. No. | Name of the shareholder | Number of shares held | Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | Details of warrants | Details
  of convertible securities | Total shares
  (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital | ||
| Number of warrants held | As a % total number of warrants of the same class | Number of convertible securities held | % w.r.t total number of convertible securities of the same class | |||||
| 1 | Birla Sun Life Trustee Company Private Limited | 755967 | 3.74 | 0 | 0.00 | 0 | 0.00 | 0 | 
| 2 | Reliance Capital Trustee Company Limited | 1012486 | 5.00 | 0 | 0.00 | 0 | 0.00 | 0 | 
| 3 | SBI Magnum Balanced Fund | 253960 | 1.26 | 0 | 0.00 | 0 | 0.00 | 0 | 
| 4 | ICICI Prudential Life Insurance Company | 551847 | 2.73 | 0 | 0.00 | 0 | 0.00 | 0 | 
| 5 | Sundaram Mutual Fund | 467033 | 2.31 | 0 | 0.00 | 0 | 0.00 | 0 | 
| TOTAL | 3041293 | 15.03 | 0 | 0.00 | 0 | 0.00 | 0 | |
| (I)(c)(ii) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with | |||||||
| PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company | ||||||||
| Sr. No. | Name(s) of
  the shareholder(s) and the Persons Acting in Concert (PAC) with them | Number of shares | Shares as a
  percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | Details of warrants | Details
  of convertible securities | Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital | ||
| Number of warrants | As a % total number of warrants of the same class | Number of convertible securities held | % w.r.t total number of convertible securities of the same class | |||||
| 1 | Reliance Capital Trustee Company Limited | 1012486 | 5.00 | 0 | 0.00 | 0 | 0.00 | 0 | 
| TOTAL | 1012486 | 5.00 | 0 | 0.00 | 0 | 0.00 | 0 | |
| (I)(d) | Statement showing details of locked-in shares | ||
| Sr. No. | Name of the shareholder | Number of locked-in shares | Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | 
| - | 0 | 0.00 | |
| TOTAL | 0 | 0.00 | |
| (II)(a) | Statement showing details of Depository Receipts (DRs) | |||
| Sr. No. | Type of outstanding DR (ADRs, GDRs, SDRs, etc.) | Number of outstanding DRs | Number of shares underlying outstanding DRs | Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | 
| - | 0 | 0 | 0.00 | |
| TOTAL | 0 | 0 | 0.00 | |
| (II)(b) | Statement showing holding of Depository Receipts (DRs), where underlying shares held | |||
| by "promoter/promoter group" are in excess of 1% of the total number of shares | ||||
| Sr. No. | Name of the DR Holder | Type of outstanding DR (ADRs, GDRs, SDRs, etc.) | Number of shares underlying outstanding DRs | Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | 
| - | 0 | 0 | 0.00 | |
| TOTAL | 0 | 0 | 0.00 | |
| Voting Rights Details | ||||||
| Table (I)(a) | ||||||
| Category of Shareholder | No of Voting Rights Class X | No of Voting Rights Class Y | No of Voting Rights Class Z | Total Voting Rights (X+Y+Z) | % of A+B | % of A+B+C | 
| (I) | (II) | (III) | (IV) | |||
| Shareholding of Promoter and Promoter Group2 | ||||||
| Indian | ||||||
| Individuals/ Hindu Undivided Family | 0 | 0 | 0 | 0 | 0 | 0 | 
| Central Government/ State Government(s) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Bodies Corporate | 0 | 0 | 0 | 0 | 0 | 0 | 
| Financial Institutions/ Banks | 0 | 0 | 0 | 0 | 0 | 0 | 
| Any Others(Specify) | 0 | 0 | 0 | 0 | 0 | 0 | 
| 0 | 0 | 0 | 0 | 0 | 0 | |
| Sub Total(A)(1) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Foreign | ||||||
| Individuals (Non-Residents Individuals/ Foreign Individuals) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Bodies Corporate | 0 | 0 | 0 | 0 | 0 | 0 | 
| Institutions | 0 | 0 | 0 | 0 | 0 | 0 | 
| Qualified Foreign Investor | 0 | 0 | 0 | 0 | 0 | 0 | 
| Any Others(Specify) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Director | 0 | 0 | 0 | 0 | 0 | 0 | 
| 0 | 0 | 0 | 0 | 0 | 0 | |
| Sub Total(A)(2) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) | 0 | 0 | 0 | 0 | 0 | 0 | 
| 0 | 0 | 0 | 0 | 0 | 0 | |
| Public shareholding | 0 | 0 | 0 | 0 | 0 | 0 | 
| Institutions | 0 | 0 | 0 | 0 | 0 | 0 | 
| Mutual Funds/ UTI | 0 | 0 | 0 | 0 | 0 | 0 | 
| Financial Institutions / Banks | 0 | 0 | 0 | 0 | 0 | 0 | 
| Central Government/ State Government(s) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Venture Capital Funds | 0 | 0 | 0 | 0 | 0 | 0 | 
| Insurance Companies | 0 | 0 | 0 | 0 | 0 | 0 | 
| Foreign Institutional Investors | 0 | 0 | 0 | 0 | 0 | 0 | 
| Foreign Venture Capital Investors | 0 | 0 | 0 | 0 | 0 | 0 | 
| Qualified Foreign Investor | 0 | 0 | 0 | 0 | 0 | 0 | 
| Any Other (specify) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Sub-Total (B)(1) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Non-institutions | ||||||
| Bodies Corporate | 0 | 0 | 0 | 0 | 0 | 0 | 
| Individuals | 0 | 0 | 0 | 0 | 0 | 0 | 
| Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh | 0 | 0 | 0 | 0 | 0 | 0 | 
| ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. | 0 | 0 | 0 | 0 | 0 | 0 | 
| Qualified Foreign Investor | 0 | 0 | 0 | 0 | 0 | 0 | 
| Any Other (specify) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Directors & relatives | 0 | 0 | 0 | 0 | 0 | 0 | 
| NRI Repatriable | 0 | 0 | 0 | 0 | 0 | 0 | 
| NRI-Non Repatriable | 0 | 0 | 0 | 0 | 0 | 0 | 
| Sub-Total (B)(2) | 0 | 0 | 0 | 0 | 0 | 0 | 
| Total Public Shareholding (B)= (B)(1)+(B)(2) | 0 | 0 | 0 | 0 | 0 | 0 | 
| TOTAL (A)+(B) | 0 | 0 | 0 | 0 | 0 | 0 | 
| 0 | 0 | 0 | 0 | 0 | 0 | |
| Shares held by Custodians and against which Depository Receipts have been issued | ||||||
| Promoter and Promoter Group | 0 | 0 | 0 | 0 | 0 | 0 | 
| Public | 0 | 0 | 0 | 0 | 0 | 0 | 
| Sub-Total (C ) | 0 | 0 | 0 | 0 | 0 | 0 | 
| GRAND TOTAL (A)+(B)+(C) | 0 | 0 | 0 | 0 | 0 | 0 |