Introductory sub-table (I)(a)    
         
Name of the Company: SUNDARAM-CLAYTON LIMITED
Scrip Code, Name of the scrip, class of security:  Equity Shares
Quarter ended: 30th September 2013
      As  a % of  total  no. of  shares  of  the company   
Partly paid-up shares:-  No. of partly paid-up shares As a %  of total  no. of  partly  paid-up shares    As  a % of  total  no. of  shares  of  the company 
      NIL  
Held  by promoter/promoter group NIL NIL NIL NIL
Held by public NIL NIL   NIL
      NIL  
Total  NIL NIL   NIL
      As  a %  of  total  no. of  shares  of  the company, assuming full conversion  of the  convertible securities  
Outstanding convertible securities:- No. of outstanding securities As a % of  total no. of  outstanding convertible securities   As  a %  of  total  no. of  shares  of  the company, assuming full conversion  of the  convertible securities
      NIL  
Held  by promoter/promoter group  NIL NIL NIL NIL
Held by public  NIL NIL   NIL
      NIL  
Total  NIL NIL   NIL
      As  a %  of  total no. of  shares  of  the company, assuming full  conversion of warrants  
Warrants:-  No. of warrants  As  a  %  of  total  no.
of warrants
  As  a %  of  total no. of  shares  of  the company, assuming full  conversion of warrants
      NIL  
Held by promoter/promoter group  NIL NIL NIL NIL
Held by public  NIL NIL   NIL
      NIL  
Total  NIL NIL   NIL
         
Total  paid-up  capital of  the  company, assuming  full
conversion  of warrants  and
convertible securities
2,02,32,085 Equity shares
Statement Showing Shareholding Pattern 
  Table (I)(a)  
Category
code
Category of
Shareholder
Number of
Shareholders
Total number
of  shares
Number of shares held in dematerialized form Total shareholding as a percentage of total number of shares Shares Pledged or otherwise encumbered
          As a percentage of(A+B)1 As a percentage of (A+B+C) Number of shares As a percentage  
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)= (VIII)/(IV)*100 
(A) Shareholding of Promoter and Promoter Group2              
1 Indian              
(a) Individuals/ Hindu Undivided Family 0 0 0 0.00 0.00 0 0.00
(b) Central Government/ State Government(s) 0 0 0 0.00 0.00 0 0.00
(c) Bodies Corporate 4 15174060 15174060 75.00 75.00 0 0.00
(d) Financial Institutions/ Banks 0 0 0 0.00 0.00 0 0.00
(e) Any Others(Specify) 0 0 0 0.00 0.00 0 0.00
                 
  Sub Total(A)(1) 4 15174060 15174060 75.00 75.00 0 0.00
                 
2 Foreign              
a Individuals (Non-Residents Individuals/
Foreign Individuals)
0 0 0 0.00 0.00 0 0.00
b Bodies Corporate 0 0 0 0.00 0.00 0 0.00
c Institutions 0 0 0 0.00 0.00 0 0.00
d Qualified Foreign Investor 0 0 0 0.00 0.00 0 0.00
e Any Others(Specify) 0 0 0 0.00 0.00 0 0.00
                 
  Sub Total(A)(2) 0 0 0 0.00 0.00 0 0.00
                 
  Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) 4 15174060 15174060 75.00 75.00 0 0.00
                 
(B) Public shareholding              
1 Institutions           NA NA
(a) Mutual  Funds/ UTI 12 2095629 2095629 10.36 10.36 NA NA
(b) Financial Institutions / Banks 3 8714 8714 0.04 0.04    
(c) Central Government/ State Government(s) 0 0 0 0.00 0.00    
(d)  Venture  Capital Funds  0 0 0 0.00 0.00    
(e) Insurance Companies 2 551947 551947 2.73 2.73    
(f) Foreign Institutional Investors 3 5813 5770 0.03 0.03    
(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00    
(h) Qualified Foreign Investor 0 0 0 0.00 0.00    
(i) Any Other (specify) 0 0 0 0.00 0.00    
                 
  Sub-Total (B)(1) 20 2662103 2662060 13.16 13.16    
                 
B 2 Non-institutions           NA NA
(a) Bodies Corporate 212 268819 266195 1.33 1.33    
(b) Individuals              
I Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh 16283 1750764 1474876 8.65 8.65    
II ii. Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. 4 343903 343903 1.70 1.70    
(c) Qualified Foreign Investor 0 0 0 0.00 0.00    
(d) Any Other (specify)       0.00 0.00    
(d-i) Directors & relatives 11 6196 6114 0.03 0.03    
(d-ii) NRI Repatriabe 89 12116 12116 0.06 0.06    
(d-iii) NRI Non-Repatriable 81 14124 13950 0.07 0.07    
  Sub-Total (B)(2) 16680 2395922 2117154 11.84 11.84    
                 
(B) Total         Public Shareholding (B)= (B)(1)+(B)(2) 16700 5058025 4779214 25.00 25.00 NA NA
                 
  TOTAL (A)+(B) 16704 20232085 19953274 100.00 100.00    
                 
(C) Shares  held  by Custodians and against     which Depository Receipts have been issued           NA NA
1 Promoter and Promoter Group  0 0 0 0.00 0.00    
2 Public  0 0 0 0.00 0.00    
  Sub-Total (C ) 0 0 0 0.00 0 0  
                 
  GRAND TOTAL (A)+(B)+(C) 16704 20232085 19953274 100.00 100.00 0 0.00
(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the
category “Promoter and Promoter Group”
Sr. No. Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrants Details of convertible
securities
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Number of shares held As a % of grand total         (A) +(B) +( C ) No. As a percentage As a % of grand total (A)+(B)+(C) of sub-clause (I)(a ) Number of
warrants
held
As a %
total
number of
warrants
of the
same
class
Number of
convertible
securities
held
As a %
total
number of
convertible
securities
of the same
class
(I) (II) (III) (IV) (V) (VI)=(V)/(III)*100 (VII) (VIII) (IX) (X) (XI) (XII)
1 T V Sundram Iyengar & Sons Limited 3807330 18.82 0 0.00 0.00 0 0.00 0 0.00 0
2 Sundaram Industries Limited 6062522 29.96 0 0.00 0.00 0 0.00 0 0.00 0
3 Southern Roadways Limited 3031127 14.98 0 0.00 0.00 0 0.00 0 0.00 0
4 Sundaram Finance Limited 2273081 11.24 0 0.00 0.00 0 0.00 0 0.00 0
                       
TOTAL 15174060 75.00 0 0.00 0.00 0 0.00 0 0.00 0
(*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011
(I)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the
category “Public” and holding more than 1% of the total number of shares
Sr. No. Name of the shareholder Number of shares held Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of warrants Details of convertible
securities
Total shares (including
underlying shares
assuming full
conversion of
warrants and
convertible securities)
as a % of diluted share
capital
Number of
warrants
held
As a %
total
number of
warrants of
the same
class
Number of
convertible
securities
held
% w.r.t total
number of
convertible
securities of
the same
class
1 Birla Sun Life Trustee Company Private Limited 434725 2.15 0 0.00 0 0.00 0
2 Sundaram Mutual Fund A/c Sundaram Select Small Cap 393188 1.94 0 0.00 0 0.00 0
3 Reliance Capital Trustee Company Limited 358719 1.77 0 0.00 0 0.00 0
4 Govindlal M Parikh & Chinmay G Parikh 233463 1.15 0 0.00 0 0.00 0
5 HDFC Trustee Company Limited HDFC MF Monthly Income Plan Long Term Plan 262904 1.30 0 0.00 0 0.00 0
6 SBI Magnum Balanced Fund 264992 1.31 0 0.00 0 0.00 0
                 
TOTAL 1947991 9.62 0 0.00 0 0.00 0
(I)(c)(ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with
PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company
Sr. No. Name(s) of the
shareholder(s) and
the Persons Acting in
Concert (PAC) with
them
Number
of shares
Shares as a percentage of
total number of shares
{i.e., Grand Total
(A)+(B)+(C) indicated in
Statement at para (I)(a)
above}
Details of warrants Details of convertible
securities
Total shares
(including
underlying
shares
assuming full
conversion of
warrants and
convertible
securities) as a
% of diluted
share capital
Number of
warrants
As a % total
number of
warrants of the
same class
Number of
convertible
securities
held
% w.r.t
total
number of
convertible
securities
of the same
class
  - 0 0.00 0 0.00 0 0.00 0
                 
                 
TOTAL 0 0.00 0 0.00 0 0.00 0
(I)(d) Statement showing details of locked-in shares
Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
  - 0 0.00
       
       
TOTAL 0 0.00
(II)(a) Statement showing details of Depository Receipts (DRs) 
Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding
DRs 
Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
  - 0 0 0.00
         
         
TOTAL 0 0 0.00
(II)(b) Statement showing holding of Depository Receipts (DRs), where underlying shares held
by "promoter/promoter group" are in excess of 1% of the total number of shares
Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares
 underlying outstanding  DRs 
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
  - 0 0 0.00
         
         
TOTAL   0 0 0.00