Introductory sub-table (I)(a)
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Name of the Company: SUNDARAM-CLAYTON LIMITED
Scrip Code, Name of the scrip, class of security:  Equity Shares
Quarter ended: 30th September 2014
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Partly paid-up shares:- | No. of partly paid-up shares | As a %  of total  no. of  partly  paid-up shares | As  a % of  total  no. of  shares  of  the company | As  a % of  total  no. of  shares  of  the company
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Held  by promoter/promoter group | NIL | NIL | NIL | NIL
Held by public | NIL | NIL | NIL | NIL
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Total | NIL | NIL | NIL | NIL
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Outstanding convertible securities:- | No. of outstanding securities | As a % of  total no. of  outstanding convertible securities | As  a %  of  total  no. of  shares  of  the company, assuming full conversion  of the  convertible securities | As  a %  of  total  no. of  shares  of  the company, assuming full conversion  of the  convertible securities
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Held  by promoter/promoter group | NIL | NIL | NIL | NIL
Held by public | NIL | NIL | NIL | NIL
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Total | NIL | NIL | NIL | NIL
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Warrants:-

No. of warrants

As  a  %  of  total  no.
of warrants

As  a %  of  total no. of  shares  of  the company, assuming full  conversion of warrants

As  a %  of  total no. of  shares  of  the company, assuming full  conversion of warrants

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Held by promoter/promoter group | NIL | NIL | NIL | NIL
Held by public | NIL | NIL | NIL | NIL
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Total | NIL | NIL | NIL | NIL
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Total  paid-up  capital of  the  company, assuming  full
conversion  of warrants  and
convertible securities

2,02,32,085 Equity shares of Rs. 5/- each

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Statement Showing Shareholding Pattern
| | | Table (I)(a) | | | | |

Category
code

Category of
Shareholder

Number of
Shareholders

Total number
of  shares

Number of shares held in dematerialized form

Total shareholding as a percentage of total number of shares

Shares Pledged or otherwise encumbered

| | | | | As a percentage of(A+B)1 | As a percentage of (A+B+C) | Number of shares | As a percentage
(I) | (II) | (III) | (IV) | (V) | (VI) | (VII) | (VIII) | (IX)= (VIII)/(IV)*100
(A) | Shareholding of Promoter and Promoter Group2 | | | | | | |
1 | Indian | | | | | | |
(a) | Individuals/ Hindu Undivided Family | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
(b) | Central Government/ State Government(s) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
(c) | Bodies Corporate | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00
(d) | Financial Institutions/ Banks | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
(e) | Any Others(Specify) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
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| Sub Total(A)(1) | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00
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2 | Foreign | | | | | | |

a

Individuals (Non-Residents Individuals/
Foreign Individuals)

0

0

0

0.00

0.00

0

0.00

b | Bodies Corporate | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
c | Institutions | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
d | Qualified Foreign Investor | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
e | Any Others(Specify) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
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| Sub Total(A)(2) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00
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| Total Shareholding of Promoter     and Promoter Group (A)= (A)(1)+(A)(2) | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00
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(B) | Public shareholding | | | | | | |
1 | Institutions | | | | | | NA | NA
(a) | Mutual  Funds/ UTI | 19 | 2377503 | 2377503 | 11.75 | 11.75 | NA | NA
(b) | Financial Institutions / Banks | 2 | 302 | 302 | 0.00 | 0.00 | |
(c) | Central Government/ State Government(s) | 0 | 0 | 0 | 0.00 | 0.00 | |
(d) | Venture  Capital Funds | 0 | 0 | 0 | 0.00 | 0.00 | |
(e) | Insurance Companies | 2 | 551947 | 551947 | 2.73 | 2.73 | |
(f) | Foreign Institutional Investors | 6 | 8803 | 8760 | 0.04 | 0.04 | |
(g) | Foreign Venture Capital Investors | 0 | 0 | 0 | 0.00 | 0.00 | |
(h) | Qualified Foreign Investor | 0 | 0 | 0 | 0.00 | 0.00 | |
(i) | Any Other (specify) | 0 | 0 | 0 | 0.00 | 0.00 | |
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| Sub-Total (B)(1) | 29 | 2938555 | 2938512 | 14.52 | 14.52 | |
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B 2 | Non-institutions | | | | | | NA | NA
(a) | Bodies Corporate | 197 | 211746 | 209122 | 1.05 | 1.05 | |
(b) | Individuals | | | | | | |
I | Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh | 15237 | 1612402 | 1353035 | 7.97 | 7.97 | |
II | ii. Individual shareholders holding nominal   share capital in excess of Rs. 1 lakh. | 6 | 263373 | 263373 | 1.30 | 1.30 | |
(c) | Qualified Foreign Investor | 0 | 0 | 0 | 0.00 | 0.00 | |
(d) | Any Other (specify) | | | | 0.00 | 0.00 | |
(d-i) | Directors & relatives | 10 | 6914 | 6914 | 0.03 | 0.03 | |
(d-ii) | NRI Repatriabe | 79 | 9526 | 9526 | 0.05 | 0.05 | |
(d-iii) | NRI Non-Repatriable | 80 | 15509 | 15376 | 0.08 | 0.08 | |
| Sub-Total (B)(2) | 15609 | 2119470 | 1857346 | 10.48 | 10.48 | |
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(B) | Total         Public Shareholding (B)= (B)(1)+(B)(2) | 15638 | 5058025 | 4795858 | 25.00 | 25.00 | NA | NA
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| TOTAL (A)+(B) | 15642 | 20232085 | 19969918 | 100.00 | 100.00 | |
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(C) | Shares  held  by Custodians and against     which Depository Receipts have been issued | | | | | | NA | NA
1 | Promoter and Promoter Group | 0 | 0 | 0 | 0.00 | 0.00 | |
2 | Public | 0 | 0 | 0 | 0.00 | 0.00 | |
| Sub-Total (C ) | 0 | 0 | 0 | 0.00 | 0 | 0 |
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| GRAND TOTAL (A)+(B)+(C) | 15642 | 20232085 | 19969918 | 100.00 | 100.00 | 0 | 0.00
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(I)(b) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the
| category “Promoter and Promoter Group” | | | | | | | | |
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Sr. No.

Name of the shareholder

Details of Shares held

Encumbered shares (*)

Details of warrants

Details of convertible
securities

Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital

Number of shares held

As a % of grand total (A) +(B) +( C )

No.

As a percentage

As a % of grand total (A)+(B)+(C)
of sub-clause (I)(a )

Number of
warrants
held

As a %
total
number of
warrants
of the
same
class

Number of
convertible
securities
held

As a %
total
number of
convertible
securities
of the same
class

(I) | (II) | (III) | (IV) | (V) | (VI)=(V)/(III)*100 | (VII) | (VIII) | (IX) | (X) | (XI) | (XII)
1 | T V Sundram Iyengar & Sons Limited | 3807330 | 18.82 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0
2 | Sundaram Industries Limited | 6062522 | 29.96 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0
3 | Southern Roadways Limited | 3031127 | 14.98 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0
4 | Sundaram Finance Limited | 2273081 | 11.24 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0
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TOTAL | 15174060 | 75.00 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0
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(*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011 | | | | | |
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(I)(c)(i) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the
| category “Public” and holding more than 1% of the total number of shares | | | |
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Sr. No.

Name of the shareholder

Number of shares held

Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

Details of warrants

Details of convertible
securities

Total shares (including
underlying shares
assuming full
conversion of
warrants and
convertible securities)
as a % of diluted share
capital

Number of
warrants
held

As a %
total
number of
warrants of
the same
class

Number of
convertible
securities
held

% w.r.t total
number of
convertible
securities of
the same
class

1 | Birla Sun Life Trustee Company Private Limited | 588933 | 2.91 | 0 | 0.00 | 0 | 0.00 | 0
2 | Reliance Capital Trustee Company Limited | 1030478 | 5.09 | 0 | 0.00 | 0 | 0.00 | 0
3 | SBI Magnum Balanced Fund | 253960 | 1.26 | 0 | 0.00 | 0 | 0.00 | 0
4 | ICICI Prudential Life Insurance Company | 551847 | 2.73 | 0 | 0.00 | 0 | 0.00 | 0
5 | Sundaram Mutual Fund A/c | 415381 | 2.05 | | | | |
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TOTAL | 2840599 | 14.04 | 0 | 0.00 | 0 | 0.00 | 0
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(I)(c)(ii) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with
| PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company | |
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Sr. No.

Name(s) of the
shareholder(s) and
the Persons Acting in
Concert (PAC) with
them

Number
of shares

Shares as a percentage of
total number of shares
{i.e., Grand Total
(A)+(B)+(C) indicated in
Statement at para (I)(a)
above}

Details of warrants

Details of convertible
securities

Total shares
(including
underlying
shares
assuming full
conversion of
warrants and
convertible
securities) as a
% of diluted
share capital

Number of
warrants

As a % total
number of
warrants of the
same class

Number of
convertible
securities
held

% w.r.t
total
number of
convertible
securities
of the same
class

1 | Reliance Capital Trustee Company Limited | 1030478 | 5.09 | 0 | 0.00 | 0 | 0.00 | 0
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TOTAL | 1030478 | 5.09 | 0 | 0.00 | 0 | 0.00 | 0
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(I)(d) | Statement showing details of locked-in shares
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Sr. No. | Name of the shareholder | Number of locked-in shares | Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
| - | 0 | 0.00
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TOTAL | 0 | 0.00
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(II)(a) | Statement showing details of Depository Receipts (DRs) |
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Sr. No.

Type of outstanding DR (ADRs, GDRs, SDRs, etc.)

Number of outstanding
DRs

Number of shares underlying outstanding DRs

Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

| - | 0 | 0 | 0.00
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TOTAL | 0 | 0 | 0.00
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(II)(b) | Statement showing holding of Depository Receipts (DRs), where underlying shares held
| by "promoter/promoter group" are in excess of 1% of the total number of shares
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Sr. No.

Name of the DR Holder

Type of outstanding DR (ADRs, GDRs, SDRs, etc.)

Number of shares
underlying outstanding  DRs

Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

| - | 0 | 0 | 0.00
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TOTAL | | 0 | 0 | 0.00
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